Emergent Sparsity in Frozen Random CNN Feature Extractors for Deep Reinforcement Learning
Authors: Scott M. Norton
Submitted: 15 May 2026
Subjects: Machine Learning (cs.LG); Artificial Intelligence (cs.AI); Neural and Evolutionary Computing (cs.NE)
arXiv ID: 2607.26059
Abstract
We report a striking phenomenon: deep reinforcement learning agents trained with frozen, randomly initialized CNN feature extractors spontaneously develop extremely sparse fully-connected representationsβwithout any sparsity-inducing objective. In the first fully-connected layer (FC1, from 3,136 units down to 64), agents compress task-relevant information through as few as 1β3 out of 64 neurons for deterministic Pong (5β11 for stochastic Pong). In contrast, trainable CNNs activate 55β64 neurons under matched conditions. We establish four principal findings:
- Sparsity scales with task complexity. FC1 sparsity ranges from 1β11 neurons for Pong, 19β26 for Breakout, and approximately 42 for Space Invaders. Width-scaling experiments confirm this reflects underlying task structure rather than a fixed capacity fraction.
- Within-game variation emerges. Three identical training seeds for Pong yield 5, 7, and 11 active neurons. The seed with only 5 neurons plateaus at a reward of +14, while the others reach expert performance (+18.4 and +18.7), suggesting that the usable dimensionality of the random projection bounds achievable performance.
- Ablation confirms necessity. Removing the active neurons crashes performance across two distinct PPO implementations and four different games.
- The information bottleneck locks in early. A sweep shows the active set stabilizes by 15β30 million environment steps, while reward only becomes positive 35β105 million steps later.
A complementary finding in Breakout shows frozen and trainable CNNs reach competitive rewards via structurally different bottlenecks: frozen agents use 17β25 active neurons (participation ratio ~10β14), while trainable agents use 51 (participation ratio ~3.6).
Finally, wherever input dimensionality dwarfs intrinsic task dimensionality, gradient descent on a frozen random projection may reveal the effective rank of the underlying problem without explicit sparsity machinery.
Comments: 24 pages, 4 figures
Subjects: Machine Learning (cs.LG); Artificial Intelligence (cs.AI); Neural and Evolutionary Computing (cs.NE)
Cite as: arXiv:2607.26059 [cs.LG]
via ArXiv LG
